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Helpful Tools & Articles Guide
to Moving Your Book compliments of Turning Point,
Inc.
2008 Registerd Rep Newsletter Archives May 2009 Turning Point Rep Newsletter, Vol 1 April 2009 Turning Point Rep Newsletter, Vol 2 April 2009 Turning Point Rep Newsletter, Vol 1 March 2009 Turning Point Rep Newsletter, Vol 2 March 2009 Turning Point Rep Newsletter, Vol 1 February 2009 Turning Point Rep Newsletter, Vol 2 February 2009 Turning Point Rep Newsletter, Vol 1 January 2009 Turning Point Rep Newsletter, Vol 1 Links
to 2005 Payout Grids "Recruiters'
Least Favorite Reg" by Ellen Uzelac
Research, March 2007
"Broker-dealers Hurting for Pros in Compliance" by Dan Jamieson Investment News, Sept 18, 2006
Research, June 2006
"The
Best of Both Worlds" by Kristin French "Jumping
Ship" by Tony Chapelle
On Wallstreet, June 2006
"Skeletons
in the Closet" by Danny Sarich
On Wallstreet, June 2006
"The Year of the Turnaround" - 2005 B/D Report card Registered Rep, Dec. 2005 "Going All the Way" by Christopher O'Leary Registered Rep, Nov 2005 (Special Report) "Creating an Escape Plan" by Christopher O'Leary Registered Rep, Nov 2005 (Special Report) "A Crusade Against Indies?" by Christopher O'Leary Registered Rep, Nov 2005 (Special Report) "Outside the Wirehouse: Thousands of Advisers will go Independent this year. Here's Why." On WallStreet, June 2005 "Indies had strong gains in gross revenues last year" by Bruce Kelly Investment News, Apr. 18, 2005 "Nickeled and Dimed" by Dan Jamieson On WallStreet, Mar 2005 "Financial Services Firms Focus on Female Advisers" by Colleen DeBaise Wall Street Journal Online, Feb 2005 "A Fresh Start" by James Eccleston Even reps without non-compete covenants need to be careful when changing jobs On Wall Street, Jan 05 "Systems for Success" by John J. Bowen, Jr. (President of CEG Worldwide) Financial Planning, Nov 2004 "A Broker or an Advisor?" by John Churchill Registered Rep, Sept 2004 “Is Insurance Your Book's Missing Piece?” by Susan Konig On Wall Street, July 2004 “Inside
the E&O Crisis: Errors and omissions coverage has become
prohibitively expensive--when it's available. Here's how the
situation affects you.” “Investment
Advisor Readers Vote for Broker/Dealers of the Year” “The
ABCs of Designations” by Nancy R. Mandell “Wall
Street’s Profits, Jobs, Compensation Are On the Rise” “Countdown
to Independence: Here, with all the details, is how one wirehouse
broker planned and executed his move.” "Freedom
Rings" by Anne Field “Making
the Switch” "Swimming
Upstream" by James J. Green "Happy
Days" by Richard J. Koreto “Are
Bad Times A Good Time To Go Independent? Brokers Who Made The
Switch Tell Their Stories” “Independent
Recruiters Speak Their Mind: An On Wall Street Roundtable” “To
B-D or Not to B-D?” “A
Few Good Recruits” “The
Difficulty of Going It Alone” “You
and Your Broker/Dealer: Finding a cultural match” “The
Recruiting Dance” “Positioning
Yourself Properly: Controlling Prospects Perceptions
of You” “Insights
on Independents” “Freedom
Tales” “Inquiring
Minds” “Repricing
Brokerage” by Tracy Herman “Book
Sale” by Tracy Herman ® 2006 by Turning Point, Inc. All rights reserved.
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